Apr 23, 2008

Astrue Says ALJs Who Want More Staff Promote "A Fiction Designed To Sidetrack Some Of Our Productivity Initiatives"

Some excerpts from Commissioner Astrue's written statement to the House Ways and Means Committee (emphasis added):

I would like to start with Social Security’s front door, the field office. The past few years have been tough for field offices. As overall agency employment dropped from 63,569 in 2003 to 60,206 at the end of 2007, field offices felt the effect of staffing losses more intensely because so many of our activities mandated by law are performed in our field offices.

As staffing fell, workload burdens grew. The general population continued to grow, and it got older, which meant more retirement applications and more disability applications. New state laws aimed at illegal immigrants increased the number of people seeking replacement Social Security cards. New federal statutes required claims representatives, teleservice representatives, and other field staff to take on complex and time-consuming new responsibilities in Medicare Part D. This year, our field offices are processing additional requests for 1099s to help taxpayers file for payments under the stimulus bill.

Our field offices do their best, but simply cannot provide the level of service the public expects from the Social Security Administration at recent levels of funding. This Committee has recognized this problem and I would like to thank you for providing SSA with the resources to better fulfill our responsibilities to the American public. The 2008 appropriations was the first time that Congress has appropriated at or above the President’s Budget request since 1993. ...

The resource distribution problem [at ODAR] is neither obvious nor is its cause clear to me. Nonetheless, when you look at where we were a year ago, it is clear that there was a longstanding imbalance in Office of Disability Adjudication and Review resources. In particular, the Chicago and Atlanta regions were dramatically under-resourced compared to the rest of the country. The hearing offices in many of the most backlogged cities – such as Atlanta, Cleveland, and Detroit – were receiving 3-4 times as many filings per administrative law judge as offices in Southern California and New England.

We have moved swiftly to correct this problem. Where we can address it by changing jurisdictional lines in adjacent locations, we have done so. As an example, our suburban Pittsburgh office now serves Youngstown and other parts of eastern Ohio to take some of the burden off overloaded offices in Cleveland and Columbus. For the same reasons, we have reassigned responsibility for cases scheduled for video hearings to less busy offices. At our site in Toledo, we have video hearing capability, so that now administrative law judges in Boston assist the Toledo office with their video hearings. ...

With the allocation of the 175 newly-hired administrative law judges, we have made equalizing resources a priority even though we have received some criticism for doing so. We are sending 10 to Ohio and just 1 to New England. That is not a regional bias – I am from Boston myself – but a data-driven decision that recognizes that there is a strong correlation between filings per administrative law judge and cases pending. ...

We have also received some criticism that we are not providing adequate support staff for our administrative law judge corps. In my opinion, that is a fiction designed to sidetrack some of our productivity initiatives. Since I began as Commissioner, I have increased the number of support staff per ALJ from 4.1 to 4.4. The number of staff needed to support a disposition will change as we fully implement the backlog plan, but at the moment that number is difficult to project with any certainty. We know that automating many of our clerical functions will reduce the amount of time spent by staff on more routine tasks, and allow them to absorb additional workloads. We are also working to standardize our business process, which should result in additional staff efficiencies. We will continue to monitor the appropriate staff to ALJ ratio as the new processes are implemented. ...

We have other possible improvements in the pipeline. In June, we expect to start a 6-month pilot program with the National Organization of Social Security Claims Representatives, an association primarily comprised of lawyers. In this pilot, we are testing a program that will allow representatives to conduct video hearings from their offices. This initiative should offer convenience and comfort for many claimants, save time for attorneys, and cut down on our investment in bricks and mortar, a cost which increases above the rate of inflation year after year.
I did not realize that I and the vast majority of ALJs were promoting a fiction designed to sidetrack productivity gains at ODAR. To be blunt, how does Michael Astue have enough experience at Social Security to make such an inflammatory statement impugning the motivations of ALJs with many years of experience on the frontlines? Astrue is making enemies of ALJs whose cooperation he needs.

3 comments:

Anonymous said...

I work at ODAR and my experience says Astrue doesn't know what he's talking about. We need more support staff!!

Anonymous said...

The problem is that no one has been able to make logical explanation for why ODAR needs more support staff.

Judges make decisions - not support staff. Therefore, if ODAR lacks in support staff, judges aren't deciding as many cases as they otherwise could. So far, so good.

ODAR tracks statistics on the average number of hearings processed per ALJ per day. The common argument from the ALJs is that the ALJs are clearing all that they can, and even with more support staff wouldn't be able to move this number up from the about 2.2 - 2.35 cases it's hovered around in recent experience. Suddenly, not so good.

If ALJs can't increase their output with more support staff, then they have adequate support staff.

If they have adequate support staff and in the future, process changes will automate portions of the support staff's work, then in the future they will need less support staff than they do today.

In this framework the only justification for additional support staff is a commitment to increase ALJ case output - which the ALJs say is impossible.

Anonymous said...

pardon me - in the above post, I meant 2.2 to 2.25 case per judge per day